2020 Programme

Subpage Hero

Dubious investment schemes - don't get caught out

02 Dec 2020
Regulations & Compliance
The SRA has seen an increase in the number of solicitors becoming involved in dubious investment schemes. Although it is a minority, the damage to clients and the reputation of the profession is large. This session will explain the risks in this area, the SRA's expectations, and how to make sure you don't unwittingly become involved.
Rachel Clements, Regulatory Manager, Thematic Team - Solicitors Regulation Authority
Jatinderpal Loyal, Policy Associate - Solicitors Regulation Authority

QR Code

Download our app now.
Provided by Osprey Approach.